Self-Custody Arrangements Thematic Review (Domestic Funds)

Thematic review of 23 fund managers/46 domestic funds using self-custody found gaps in liquidity risk controls, unitholder disclosure and oversight; DFSA expects fund managers to review self-custody policies and disclosures. Date sourced from secondary reporting (Waystone Compliance monthly update); original DFSA report page not independently located.

What firms should do

Yes — review self-custody policies and disclosures against findings

Regulator: Dubai Financial Services Authority
Type: Guidance
Status: Final/In Force
Published: 9 Sept 2025
Topic: Fund Management
Impact: Medium

Read it on the regulator's website

Found automatically on the regulator's website and summarised by AI by Arakan Lexara. Not legal advice; check the official source before relying on it.

Arakan Lexara Weekly

Get the week's UAE regulatory changes every Monday.

Key developments, what firms are asked to do and the deadlines ahead. Free.

More from the Dubai Financial Services Authority

The DFSA has amended the Glossary Module (GLO) as part of its rule-making instruments for 2026. This amendment is intended to update and clarify definitions within the regulatory framework, ensuring consistency and clarity for regulated entities.

1 Oct 2026Rulebook AmendmentHigh impact

Conduct of Business Module (COB) Rule-making Instrument (No. 444) 2026

Amendments to the Conduct of Business Module (COB) have been made to enhance consumer protection and ensure fair treatment of clients. These changes are part of the DFSA's ongoing efforts to maintain high standards of business conduct within the DIFC.

23 Sept 2026Regulatory NoticeMedium impact

Notice of Approval of New Development Bank as an Exempt Offeror Under Rule A5.1.1 of the Markets Rules

The DFSA has approved the New Development Bank as an Exempt Offeror under Rule A5.1.1 of the Markets Rules. This approval exempts the New Development Bank from the obligation to issue a Prospectus and from certain reporting requirements under the Markets Law 2012.

23 Sept 2026Regulatory NoticeMedium impact

Notice of Approval of the Ministry of Finance of the People’s Republic of China as an Exempt Offeror Under Rule A5.1.1 of the Markets Rules

The DFSA has approved the Ministry of Finance of the People’s Republic of China as an Exempt Offeror under Rule A5.1.1 of the Markets Rules. This designation exempts the Ministry from the requirement to issue a Prospectus and from certain reporting obligations under the Markets Law 2012.

Self-Custody Arrangements Thematic Review (Domestic Funds)

More from the Dubai Financial Services Authority

Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-making Instrument (No. 443) 2026

Islamic Finance Rules (IFR) Rule-making Instrument (No. 445) 2026

Glossary Module (GLO) Rule-making Instrument (No. 446) 2026

Conduct of Business Module (COB) Rule-making Instrument (No. 444) 2026

Notice of Approval of New Development Bank as an Exempt Offeror Under Rule A5.1.1 of the Markets Rules

Notice of Approval of the Ministry of Finance of the People’s Republic of China as an Exempt Offeror Under Rule A5.1.1 of the Markets Rules