Thematic Review Findings – Conflicts of Interest

Thematic review found over 90% of firms had conflicts-of-interest policies, but many had gaps in risk assessment coverage, governance and over-reliance on employee self-disclosure. DFSA held an outreach session on 4 February 2026 to share findings. Date sourced from secondary reporting.

What firms should do

Yes — strengthen conflicts of interest risk assessment and governance

Regulator: Dubai Financial Services Authority
Type: Guidance
Status: Final/In Force
Published: 9 Jan 2026
Topic: Governance
Impact: Medium

Read it on the regulator's website

Found automatically on the regulator's website and summarised by AI by Arakan Lexara. Not legal advice; check the official source before relying on it.

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